Brief on Double Jeopardy

WALTER F. BUGDEN, JR., #480

TARA L. ISAACSON, #7555

BUGDEN, COLLINS & MORTON

Attorneys for Defendant

623 East 2100 South

Salt Lake City, Utah  84106

Telephone:  (801) 467-1700

 

                                      IN THE SECOND JUDICIAL DISTRICT COURT

 

                                                DAVIS COUNTY, STATE OF UTAH

                                                                                   

STATE OF UTAH,                                          :           REPLY MEMORANDUM IN SUPPORT

                                                                                    OF DEFENDANT’S MOTION TO

Plaintiff,                                                            SUSTAIN PLEA OF DOUBLE

                                                                                    JEOPARDY

v.                                                                     :

                                                                       

ROBERT ALLEN WEITZEL,                         :           Case No. 991700983

                                                                       

Defendant.                                                        Judge Thomas L. Kay

INTRODUCTION

            A Davis County jury’s refusal to convict Robert Allen Weitzel of five counts of First-Degree murder, instead finding him guilty of the lesser included offenses of manslaughter and negligent homicide, effectively precludes the Davis County Attorney’s Office from  pursuing first-degree murder charges upon retrial.  The Double Jeopardy Clause of the Fifth Amendment, the Utah Constitution, and the Utah Criminal Code prohibit retrying Dr. Weitzel for first-degree murder.

            The Double Jeopardy Clause of the Fifth Amendment guarantees that no person shall be “subject for the same offense to be twice put in jeopardy of life or limb.”  U.S. Const. amend. V. Similarly Article I, Section 12 of the Utah Constitution states that no “person [shall] be twice put in jeopardy for the same offense.”  The theory of double jeopardy provides constitutional protection in three different scenarios: (1) to protect against a second prosecution for the same offense after acquittal; (2) to protect against a second prosecution for the same offense after conviction; (3) to protect against multiple punishments for the same offense.  State v. Trafny, 799 P.2d 704, 709 (Utah 1990).  Double jeopardy attaches here because Dr. Weitzel has a constitutionally protected guarantee that he cannot be tried again for first-degree murder after the ultimate trier of fact has acquitted him of the greater charge.  

INTRODUCTION

            A Davis County jury’s refusal to convict Robert Allen Weitzel of five counts of First-Degree murder, instead finding him guilty of the lesser included offenses of manslaughter and negligent homicide, effectively precludes the Davis County Attorney’s Office from  pursuing first-degree murder charges upon retrial.  The Double Jeopardy Clause of the Fifth Amendment, the Utah Constitution, and the Utah Criminal Code prohibit retrying Dr. Weitzel for first-degree murder.

            The Double Jeopardy Clause of the Fifth Amendment guarantees that no person shall be “subject for the same offense to be twice put in jeopardy of life or limb.”  U.S. Const. amend. V. Similarly Article I, Section 12 of the Utah Constitution states that no “person [shall] be twice put in jeopardy for the same offense.”  The theory of double jeopardy provides constitutional protection in three different scenarios: (1) to protect against a second prosecution for the same offense after acquittal; (2) to protect against a second prosecution for the same offense after conviction; (3) to protect against multiple punishments for the same offense.  State v. Trafny, 799 P.2d 704, 709 (Utah 1990).  Double jeopardy attaches here because Dr. Weitzel has a constitutionally protected guarantee that he cannot be tried again for first-degree murder after the ultimate trier of fact has acquitted him of the greater charge.

   

ARGUMENT

POINT ONE

                                                           Under the Green-Price Rule, Jeopardy for

Murder, the Greater Offense, Ended After

the Jury Convicted Dr. Weitzel of the Lesser-Included

 Offenses of Manslaughter and Negligent Homicide

 

A.                 The Green-Price rule.

As argued in Dr. Weitzel’s opening memorandum, two United States Supreme Court cases explain why Dr. Weitzel cannot be retried on charges of first-degree murder.  Green v. United States, 355 U.S. 184, 78 S.Ct. 221 (1957); Price v. Georgia, 398 U.S. 323, 90 S.Ct. 1757 (1970).  In Green the defendant was found guilty of arson and second-degree murder, but the jury did not find him guilty of the first-degree murder charge.  After appealing the second-degree conviction, the defendant was granted a new trial.  On remand the defendant was tried again for first-degree murder.  Prior to trial, the trial court rejected the defendant’s jeopardy argument.  A new jury found the defendant guilty of first-degree murder.  The Supreme Court reversed the conviction based on double jeopardy.  The Court regarded the jury’s verdict in the first trial finding the defendant guilty of a lesser-included offense as an “implicit acquittal” because the jury “was given a full opportunity to return a verdict and no extraordinary circumstances appeared which prevented it from doing so.”  355 U.S. at 190-91.  The Court concluded: “Therefore it seems clear under established principles of former jeopardy, the [the defendant’s] jeopardy for first degree murder came to an end when the jury was discharged so that he could not be retried for that offense.”  355 U.S. at 191.  Similarly, in Price, the Court relying again on the theory of double jeopardy held that a petitioner, whose conviction for the lesser-included offense of voluntary manslaughter had been reversed on appeal, could only be retried on the charge of voluntary  manslaughter.  398 U.S. at 327.  The Court reasoned: “Such a result flows inescapably from the Constitution’s emphasis on a risk of conviction and the Constitution’s explication in prior decisions of this court.” Id.   Both of these Supreme Court cases recognize the fundamental unfairness of retrying defendant after he has been acquitted of a greater offense.  Here, five times a jury flatly rejected the opportunity to convict Dr. Weitzel of first degree murder.  The jury’s action represents an “implicit acquittal” and its finding is final and unalterable.

B.        Kessler and McNair Do Not Overrule The Doctrine of Implicit Acquittal.

To avoid the mandate of the Green-Price rule which prohibits retrial on a greater offense after conviction on a lesser-included offense, the State relies upon State v. Kessler, 49 P. 293 (1897).  In this century old Utah Supreme Court decision, the Court relied upon Rule 24(D) of the Rules of Criminal Procedure.  This rule provides that the grant of a new trial places the parties in the same position as if no trial had been held.  The Court also advanced the theory that the Defendant waived his right to double jeopardy protection by moving for a new trial.

            The Supreme Court eschewed the identical waiver argument in Green v. United States, 355 U.S. 184 (1957):

Nevertheless the Government contends that Green “waived” his constitutional defense of former jeopardy to a second prosecution  on the first-degree murder charge by making a successful appeal of his improper conviction of second-degree murder.  We cannot accept this paradoxical contention.  “Waiver” is a vague term used for a great variety of purposes, good and bad, in the law.  In any normal sense, however, it connotes some kind of voluntary knowing relinquishment of a right.  See Cf. Johnson v. Zerbst, 304 U.S. 458.  When a man has been convicted of second degree murder and given a long term of imprisonment it is wholly fictional to say that he “chooses to forego his constitutional defense of former jeopardy on a charge of murder in the first-degree in order to secure a reversal of an erroneous conviction of the lesser offense.  In short, he has no meaningful choice.” (Emphasis added) Id. at 191-192.

            Although it is true that the Kessler decision has not been overturned by any of Utah’s Appellate Courts, it is incorrect to suggest that Kessler has not been overruled by the Supreme Court’s pronouncement of the Green-Price rule.  As pointed out in the Defendant’s opening memorandum, neither an act of congress nor a statute enacted by a State Legislature, nor a Rule of Procedure has supremacy over the United States Constitution.  See Dickerson v. United States, 530 U.S. 428 (2000).  The preclusive effect of the jury’s verdicts convicting Dr. Weitzel of the lesser included offenses of manslaughter and negligent homicide and the application of the implied acquittal doctrine are questions governed by the Fifth Amendment of the United States Constitution.  Kessler has, therefore been overruled by the Green-Price rule.

            The State has also incorrectly suggested that McNair v. Hayward, 666 P2. 321 (Ut 1983) affirmed the Kessler holding on waiver of double jeopardy and rejection of implied acquittal (State’s Response, p. 4). [1]   McNair did not address a retrial on the original charge after a conviction for a lesser charge was set aside; there were no lesser-included offense issues in McNair.  Rather, McNair dealt with a seventeen-day disparity between the charging document and the testimony presented at trial.  Due to a prosecutorial error, all of the State’s witnesses testified that the Defendant committed a theft on March 22.  However, it was undisputed that the Defendant was in jail awaiting trial on March 22.  Nonetheless, the jury convicted the Defendant.  Before sentencing, the Defendant’s counsel moved for a judgment of acquittal notwithstanding the verdict, or in the alternative, for an arrest of judgment or a new trial.  The trial court denied the Motion for Judgment of Acquittal and Arrested Judgment, but granted a new trial.  On appeal, the Supreme Court agreed that it would clearly violate double jeopardy to bring the Defendant to trial a second time on the same charges.  In reaching this conclusion, the Supreme Court did not rely upon implied acquittal.  Rather, the Court simply dealt with the traditional double jeopardy concept, which prohibits the State from forcing a criminal defendant to run the criminal gauntlet a second time:

It is hard to imagine a clearer violation of the policy served by the constitutional and statutory prohibitions against double jeopardy then the facts of this case…a new trial in this circumstance would amount to “affording the prosecution another opportunity to supply evidence which it failed to muster in the first proceeding.”  Quoting Burks v. United States, 437 U.S. 1.  Id. at 325-326.

 

            Thus, McNair is not precedent for the proposition that double jeopardy does not bar retrial on the original charge after a conviction on the lesser included has been set aside.  Moreover, Kessler has been overruled by the pronouncements of the United States Supreme Court in Green v. United States, 355 U.S. 184 (1957) and Price v. Georgia, 398 U.S. 323 (1970).

C.        There Were No Trial Errors that Render a Lesser-Included Verdict Ambiguous in Dr. Weitzel’s Trial .

            The State’s reliance upon Schiro v. Farley, 510 U.S. 222 (1994), is also misplaced. Schiro involved an ambiguous jury verdict in the penalty phase of a death penalty case.  In this case, Schiro was charged with three counts of murder (count one-knowingly killing the victim; count two-killing the victim while committing rape; count three-killing the victim while committing a criminal deviate conduct), lesser included offenses of voluntarily and involuntary manslaughter, guilty but mentally ill, not guilty by reason of insanity, and not guilty.  The jury returned a guilty verdict on one count of murder/rape and left all of the remaining verdict sheets black.  In sentencing Schiro to the death penalty, the trial court found the State had proven the aggravating factor that the Defendant committed the murder by intentionally killing the victim while committing a rape.  On appeal, Schiro challenged the Trail Court’s finding of intent in the penalty phase.  In particular, Schiro argued that the jury’s silence on the first murder count meant that he had been acquitted of intentional murder and that double jeopardy precluded a finding of intent in the penalty phase.  On direct appeal, the Indiana Supreme Court rejected the implied acquittal argument and held that “[felony murder] is not an included offense of [murder] and where the jury, as in the instant case, finds the defendant guilty of one of two types of murder and remained silent on the other, it does not operate as an acquittal of the elements of the type of murder the jury chose not to consider.”  Id. at 1208.  After several appeals and habeas petitions, the United States Supreme Court accepted certiorari. 

In rejecting the Defendant’s double jeopardy claim, the Supreme Court refused to treat the sentencing phase of this single prosecution as a second prosecution barred by the Double Jeopardy Clause.  The Court also rejected the Defendant’s collateral and estoppel argument because on the facts presented, the jury did not necessarily acquit the Defendant of intentionally killing his victim. The jury’s verdict was ambiguous on this issue because the Judge’s instructions were confusing.  The Judge erroneously instructed the jury that the State had to prove intent for both felony and intentional murder: “[t]o sustain the charge of murder the State must prove. . .[t]hat the Defendant engaged in the conduct which caused the death of Laura Luebbehusen [and] [t]hat when the Defendant did so, he knew the conduct would or intended the conduct to cause the death of Laura Luebbehusen.”  Id. at 22-23 (emphasis added in the original).  This instruction was improper because it failed to differentiate between the two ways of proving intentional murder and felony murder under Indiana law.  Thus, the jury might have believed, due to the erroneous instruction, that it was required to find a knowing or intentional killing in order to convict Schiro on any of the three murder counts:

In sum, in light of the jury instructions, we find that as a matter of law the jury verdict did not necessarily depend on a finding that Schiro lacked an intent to kill. Id. at 235.

            Thus, Schiro is distinguishable from the facts in the instant matter.  Here, the jury did not receive erroneous jury instructions.  Unlike Schiro, the trial court clearly and correctly differentiated between the mens reas necessary for conviction under murder, manslaughter, and negligent homicide.  As to all five counts of murder, the jury was instructed to find the Defendant guilty only if the State had proven beyond a reasonable doubt that the Defendant acted intentionally or knowingly, or alternatively, that the Defendant while acting under circumstances evidencing the depraved indifference to human life, engaged in conduct which created a grave risk of death to another and there by caused the death.  See instruction number 20, attached hereto as Appendix “A”.  To find Manslaughter, the jury was instructed that the State had to prove the Defendant acted recklessly.  See instruction number 21, attached hereto as Appendix “B”.  Finally, to find the Defendant guilty of negligent homicide, the jury was instructed that the State had to prove beyond a reasonable doubt that the Defendant acted with criminal negligence.  See instruction number 22, attached hereto as Appendix “C”.  Each of these mental elements were correctly defined in instruction number 24, attached hereto as Appendix “D”.  Because there was no ambiguity created by the jury instructions in the instant matter, Schiro is inapplicable.

            The State also cites Potts v. State, 369 S.E. 2d. 746 (1988) Cert. Denied, 489 U.S. 1068 (1989).  In Potts v. State, supra, the Georgia Supreme Court declined to apply the Green-Price rule because the lesser-included verdict was ambiguous.  The trial court in Potts failed to instruct the jury on the difference between simple kidnapping and kidnapping “with bodily injury” under the Georgia Statutes.  The Court instructed the jury on the offense of kidnapping but failed to instruct on the greater offense of kidnapping with bodily injury.  Additionally, the Trial Court told the jury that the Defendant was accused of kidnapping (not kidnapping with bodily injury); failed to even mention bodily injury; and the last word of the verdict characterized the applicable count of the indictment as kidnapping.  Because of the absence of any instructions distinguishing the elements of kidnapping from kidnapping with bodily injury, and the other circumstances, the Georgia Supreme Court concluded that the Green-Price rule did not apply because an unambiguous conviction of the lesser-included offense was not present.  Additionally, the Potts Court observed that the second condition for imposition of the Green-Price rule–a full opportunity for the jury to consider the greater offense—was absent:

A jury does not have a full opportunity to consider a greater offense if the court does not fully instruct the jury on the distinction between the greater and the lesser offenses.  During Potts’ guilt-innocence trial, the Court did not define kidnapping with bodily injury, mention the offense of kidnapping with bodily injury by name, or otherwise alert the jury to the existence of the two separate offenses. … Potts’ jury did not have the option of choosing between kidnapping with bodily injury and kidnapping.  The Court compelled the jury to use an ambiguous verdict form that did not distinguish the two offenses and did not provide an opportunity to choose between them.  Id. at  748.

            Thus, based upon the Trial Court’s numerous errors, the Potts Court understandably concluded that the jury had not impliedly acquitted him of the offense of kidnapping with bodily injury.  In contrast, as previously noted, the Trial Court carefully defined the distinction between murder, manslaughter and negligent homicide.  Furthermore, the jury had a full opportunity to choose between the greater and the lesser offenses.  A copy of the verdict, which clearly delineates between the different levels of homicide, is attached here to as Appendix “E”.

D.        Hung Jury Analysis Inapplicable.

Finally neither, United States v. Bordeaux, 121 F.3d 1187 (8th Cir. 1997)  nor United States v. Allen, 755 A2d. 402 (DC Cir. 2000) provide any support for the inapplicability of the implicit acquittal doctrine in Dr. Weitzel’s case.  In both cases, the jury expressly stated that it was unable to reach agreement on the greater offense, but convicted on a lesser-included offense.  In Bordeaux, the jury deadlocked as to the charge of attempted aggravated sexual abuse by force but returned a guilty verdict on a lesser-included offense of abusive sexual contact by force.  On the greater offense, the jury returned the verdict form with a note stating, “after all reasonable efforts we, the jury, are unable to reach a verdict on the charge ‘attempted aggravated sexual abuse’.” In rejecting the Defendant’s invocation of the Green-Price double jeopardy bar, the Eighth Circuit noted the obvious:

We hold that where the jury expressly indicates that it is unable to reach an agreement on the greater charge, a conviction on a lesser-included offense does not constitute an implied acquittal of the greater offense and presents no bar to retrial on the greater offense.  Id. at 1192.

            In United States v. Allen, Supra, the jury expressly stated it was deadlocked on the greater offense.  The Trial Court declared a mistrial as to the greater offense after the Defendant was found guilty of the lesser offense and after the Defendant moved for a mistrial.  Under those circumstances, the Court concluded that the case was more properly analyzed under hung jury principals rather than those governing an implied acquittal.  The Court noted that in the implied acquittal cases, the record was silent as to the jury’s inability to agree on the greater charge.  However, in the hung jury cases, the jury’s inability to agree on a verdict is expressly stated on the record.  Thus, the Allen jury was not silent; it reported its inability to reach a verdict on the greater charge two different occasions.  Moreover, the Defendant moved for a mistrial. By doing so, under traditional waiver and double jeopardy principals, the Defendant consented to the jury’s dismissal.

Thus, both Bordeaux and Allen deal with deadlocked juries, where the jury expressly indicated its inability to reach an agreement on the greater charge.  Under those circumstances, a conviction on a lesser-included offense did not constitute an implied acquittal of the greater offense and did not present a bar to retrial on the greater offense under the Green-Price rule.  The instant matter is not controlled by hung jury principals; rather, we have an implicit acquittal case since the jury never explicitly indicated it was hung or unable to reach a verdict on the greater offense.

E.                 Rule 606(b) of U.R.E. Prohibits All Inquiry into the Jury’s Deliberative Process.

Finally, the State could not resist the temptation to interview jurors in an effort to bolster its argument that the jury did not acquit Dr. Weitzel of murder.   In presenting these alleged facts, the State does not even cite Rule 606(b) of the Utah Rules of Evidence.  This Rule flatly prohibits any inquiry into the jury’s deliberative process unless there has been some outside influence improperly brought to bear upon jury deliberations.  Rule 606(b), provides in pertinent part:

Upon an inquiry into the validity of a verdict or an indictment a juror may not testify as to any matter or statement occurring during the course of the jury’s deliberations or to the effect of anything upon that or any other juror’s mind or emotions as influencing the juror to assent to or dissent from the verdict or indictment or concerning the juror’s mental processes in connection therewith, except that a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jury’s attention or whether any outside influence was improperly brought to bear upon any juror.  Nor may a juror’s affidavit or evidence of any statement by the juror concerning the matter about which the juror would be precluded from testifying be received for these purposes.

            In Utah, the case law uniformly insures both the inviolability and the impenetrability of the jury’s deliberations.  See State v. Gee, 498 P.2d 662 (1972) (evidence by affidavit or testimony of a juror will not be received to impeach or question the jury verdict or to show the grounds upon which it was rendered or their opinions, surmises, and processes or reasoning and arriving at a verdict); Groen v. Tri-O-Inc., 667 P.2d 598 (Ut. 1983) (the only evidence admissible to impeach a jury verdict is that which demonstrates that the verdict was determined by chance or resulted from bribery; all other proof as to what was said or done in the jury room, including evidence that the jury was confused or that it misunderstood or disregarded that facts or the applicable law, is inadmissible as volitive of the long standing policy against attempts to undermine the integrity of verdicts); State v. Lucero, 866 P.2d 1(Ut. App. 1993) (all inquiries into the thought processes of the jurors are improper because they undermine the integrity of the verdict; trial court properly refused to consider affidavit of juror where affidavit contained information concerning the jury’s deliberations).

            Although it is generous of the State to concede that two jurors have indicated that the Defendant was acquitted on some of the murder charges, this information is not properly before this Court.  Quite frankly, this information is irrelevant because the implied acquittal doctrine operates as a matter of law.  The doctrine does not depend upon verification that the jury actually voted for acquittal; rather, the doctrine applies whenever the jury convicts on a  lesser-included offense so long as the jury “was given full opportunity to return a verdict and no extraordinary circumstances appeared which prevented it from doing so.”  Green v. United States, 355 U.S. 184, 190-191.  There were no extraordinary circumstances in the instant matter and the State is simply not permitted to inquire into the jury’s deliberative process.

            In Livingston v. Murdaugh, 183 F.3d 300 (4th Cir. 1999) (attached hereto as Appendix “F”), the Fourth Circuit Court held that jeopardy attached with respect to a reckless homicide charge when the jury convicted the defendant of felony D.U.I. after the trial court gave an erroneous instruction that the jury could convict the defendant of either reckless driving or felony D.U.I., but not both.  As in the instant case, the State had argued that jeopardy did not attach to the reckless homicide charge because the jury did not return a verdict on that charge.  From this circumstance, the State reasoned that the verdict merely showed that the jury chose to convict the defendant on felony D.U.I., not that it acquitted the defendant of reckless homicide.  Notwithstanding that the jury remained silent on the reckless homicide charge, the Court rejected the State’s argument that an explicit acquittal is necessary to trigger double jeopardy protection:

While there was no explicit acquittal, there was no conviction either.  Under these odd circumstances, the jury’s silence must be considered an implicit acquittal. . . . under the Green decision, jeopardy attached because the jury implicitly acquitted Livingston of reckless homicide. Id. at 301-302.

 

            Thus, under the Green decision, silence in the first trial on a greater offense constitutes an implicit acquittal, and that is all that is required for jeopardy to attach and bar a retrial on the greater offense.  The Livingston court explained the double jeopardy policy, which protects Dr. Weitzel in the instant matter:

The State has had its fair opportunity to try Livingston for reckless homicide.  A contrary judgment would run afoul of double jeopardy principals.  Allowing a second trial for reckless homicide in this case would mean a prosecutor could strategically seek an instruction requiring a jury to choose between one of several charges and then, once the trial has ended, go after the defendant on undecided charges.  Such a ruling would allow prosecutors to try defendants piecemeal, each time using a new jury to garner further convictions. Id. at 302. 

This same reasoning applies with the same compelling force in the instant matter.  The State may not take advantage of its failure to disclose the exculpatory testimony of Dr. Perry Fine and now get a second chance to convict the Defendant of murder.

POINT 2

Utah State Law Prohibits Retrial of

Dr. Weitzel on Charges of First Degree Murder           

            Utah statutory law explicitly bars retrying Dr. Weitzel for any of the greater charges for which he was not convicted.  Section 76-1-403(2) (2000) of the Utah Criminal Code states: “There is an acquittal if the prosecution resulted in a finding of not guilty by the trier of facts or in determination that there was insufficient evidence to warrant conviction.  A finding of guilty of a lesser included offense is an acquittal of the greater offense even though the conviction for the lesser included offense is subsequently revered, set aside, or vacated.”  § 76-1-403(2) (2000) (Emphasis added); see also State v. Jackson, 857 P.2d 267, 269 (Utah 1993) (citing § 76-1-403(2)).  The facts of the instant matter conform precisely to what is contemplated by § 76-1-403(2), and this unequivocal statutory language eviscerates any argument for retrying Dr. Weitzel on the greater charges. 

CONCLUSION

In its effort to avoid the double jeopardy bar to a second prosecution of Dr. Weitzel for murder, the State has cobbled together a mixture of cases that are all distinguishable.   The State relies upon a century old Utah case, but ignores the supremacy clause of the U.S. Constitution.  The State urges this Court to adopt the reasoning urged by the dissent in United States v. Green, supra.  The State also argues that ambiguous verdicts resulting from trial court errors (Schiro, supra, and Potts, supra) and hung jury cases (Bordeaux, supra, and Allen, supra) undermine the mandate of an implicit acquittal in this case.  Finally, the State also implies that juror interviews can be utilized to impeach the jury’s verdicts in spite of the long-standing policy against attempts to impugn and undermine the integrity of jury verdicts.  In doing so, the State does not even mention Utah Rule of Evidence 606(b) which flatly prohibits examining the mental processes by which a jury arrives at a verdict.  For the reasons stated, each of the State’s arguments fail.

The State had one opportunity to convict Dr. Weitzel of murder but failed to do so.  The State may not now exploit its own misdeed of failing to disclose Dr. Perry Fine’s exculpatory evidence to garner a second chance to prosecute Dr. Weitzel for murder.  The constitutional prohibition against double jeopardy stands squarely in the State’s path.

Thus, not only is the State constitutionally barred from retrying Dr. Weitzel for first degree murder, it is also statutorily prohibited from doing so.  To retry Dr. Weitzel on the charge of first degree murder would do violence to Dr. Weitzel’s rights under the U.S. Constitution, the Utah Constitution, and Utah statutory law.                      

            DATED this _____ day of May, 2001.

                                                                        BUGDEN, COLLINS & MORTON, L.C.

                                                                        __________________________________

                                                                        WALTER F. BUGDEN, JR.

                                                                        TARA L. ISAACSON

                                                                        Attorneys for Defendant



[1] The undersigned counsel is intimately familiar with the facts of McNair v. Hayward.  The undersigned counsel was trial counsel for Mr. McNair and prepared all post-trial motions for McNair.  However, because the Salt Lake Legal Defender Association did not then handle habeas corpus petitions, Mr. McNair appeared pro se on appeal. 

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